Regulatory Advisory for Investment Firms
Navigate regulation.
Build compliance.
Specialist advisory for investment firms navigating MiFID II, MiFIR, EMIR, and MAR. From licensing to reporting — practical implementation by someone who has done it.
Track record includes engagements at ING · Robeco · Aegon AM · Van Lanschot Kempen · ABN AMRO · Rabobank
European Financial Regulatory Trends 2027–2028
A 24-page, sector-by-sector horizon scan for banks, insurers, asset managers, pension funds and investment firms: the heaviest regulatory implementation window in over a decade, with the key dates, charts and what to do now.
Inside: Solvency II review & IRRD · EU AML Regulation · T+1 settlement · CRR3/CRD6 · AIFMD II · WTP · DORA & the EU AI Act.
PDF · 24 pages · no charge
What We Do
Regulatory expertise, delivered practically
We don't just advise — we implement. Every engagement delivers working frameworks, reporting pipelines, and compliance structures you can operate.
MTF / OTF Licensing
End-to-end AFM licence application support. Gap analysis, application drafting, regulatory dialogue, and organisational design for trading venues.
MiFID II / MiFIR Compliance
Complete compliance framework design and implementation. Transaction reporting, best execution, product governance, and client categorisation.
EMIR Refit Reporting
Trade reporting under EMIR Refit. Field mapping, validation rules, reconciliation processes, and delegated reporting arrangements.
MAR Surveillance
Market abuse surveillance framework design. STOR procedures, insider lists, suspicious transaction detection, kill switch governance.
DNB / AFM Reporting
IFPR, FINREP, and COREP quarterly reporting. XBRL filing, DLR portal setup, data quality controls, and DNB custom taxonomy expertise.
DORA Compliance
ICT risk management, incident reporting, resilience testing, and third-party risk management under the Digital Operational Resilience Act.
Our Approach
From regulatory requirement to operational reality
Assess
Regulatory gap analysis against your licence type, activities, and risk profile. Identify what you need, not what you might need.
Design
Build the compliance framework: processes, controls, reporting structures, and system requirements — tailored to your firm's scale.
Implement
Hands-on delivery. We don't leave you with a slide deck — we build the actual reporting templates, monitoring tools, and operational procedures.
Free: DNB Regulatory Reporting Checklist
A practical pre-submission checklist for IFPR, FINREP and COREP: the points firms most often get wrong. Download the PDF instantly.